What do securities commissions do?

The Securities and Exchange Commission (SEC) is a U.S. government oversight agency responsible for regulating the securities markets and protecting investors.

What is the role of the Securities Commission on Bursa Malaysia?

The Securities Commission being the regulatory oversight body supervises and monitors Bursa Malaysia with regards to its listing, trading, clearing, settlement and depository operations to ensure Bursa Malaysia performs its regulatory duties and obligations in an effective manner.

What is SEC equivalent in UK?

In the United Kingdom, the closest EDGAR equivalent is Companies House, where even private companies have to report their financial statements to the public.

Who does SEC report to?

The SEC is an independent federal agency, established pursuant to the Securities Exchange Act of 1934, headed by a five-member Commission. The Commissioners are appointed by the President and confirmed by the Senate. The President designates one of the Commissioners as the Chairman.

How is the SEC funded?

Overview. The Securities and Exchange Commission is a federal government agency. As currently structured, the SEC must go through the federal appropriations process for its annual operating budget, even though it annually collects registration fees that exceed its appropriations.

What is the difference between securities Commission and Bursa Malaysia?

The Securities Commission of Malaysia (SC) is the main regulator in respect of securities laws in Malaysia. Bursa Malaysia Securities Berhad (Bursa Securities) is the approved stock exchange in Malaysia and regulates listed companies and other stakeholders.

What is the role of a remisier in trading?

A remisier (also known as a Commissioned Dealer’s Representative) is an agent of a stockbroking company and receives a commission for each transaction handled (as compared with a paid dealer’s representative, who is a direct employee of a stockbroking company and whose remuneration structure is based on a fixed monthly …

Who regulates securities in the UK?

The Financial Conduct Authority (FCA) regulates the financial services industry in the UK. Its role includes protecting consumers, keeping the industry stable, and promoting healthy competition between financial service providers.

What are UK securities?

Financial securities are tradeable financial assets, including stocks and bonds. Traditionally, they are divided into debt and equity securities. Debt securities include corporate and sovereign bonds, while equity securities include common and preferred shares.

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What do securities commissions do? The Securities and Exchange Commission (SEC) is a U.S. government oversight agency responsible for regulating the securities markets and protecting investors. What is the role of the Securities Commission on Bursa Malaysia? The Securities Commission being the regulatory oversight body supervises and monitors Bursa Malaysia with regards to its listing,…